FINRA ARBITRATION AND SECURITIES LITIGATION

Have you entrusted a financial advisor and found yourself stuck in an unsuitable investment strategy? Amloyan Law represents investors to recover the losses and damages caused by the negligence, failure to conduct due diligence, and misconduct of financial advisors and broker-dealers.

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What We Offer

We offer a range of services to meet the needs of every client. Have something else in mind? We'd be happy to work with you to create a custom quote.

  • FINRA arbitration is the primary forum for resolving many disputes involving brokerage firms, financial advisors, investors, and other participants in the securities industry. These matters often involve allegations of breach of fiduciary duty, unsuitable investment recommendations, unauthorized trading, misrepresentations, employment disputes, or violations of FINRA rules and the federal securities laws. Amloyan Law provides strategic representation throughout every stage of the arbitration process, combining thorough case analysis with effective advocacy to protect our clients' interests and pursue efficient, results-oriented resolutions.

  • Securities disputes often arise under a complex framework of federal and state securities laws, regulatory rules, and contractual obligations. Whether involving investment transactions, broker-dealer relationships, corporate governance, shareholder disputes, or allegations of fraud, misrepresentation, or breach of fiduciary duty, these matters require experienced legal counsel and a strategic approach. Amloyan Law represents clients in securities arbitration and litigation before FINRA, state courts, and federal courts, providing sophisticated advocacy in complex disputes involving the securities industry and financial markets.

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Have you been wronged by your investment advisor? Complete the form and we’ll get back to you within 48 hours with an evaluation of your case.